North Star Consultants
Practical compliance and business consulting for growing organizations.
North Star Consultants provides strategic and regulatory consulting services that help businesses build, manage, and enhance their compliance frameworks.
As part of the North Star Group, we combine deep industry knowledge with hands-on regulatory experience to deliver practical guidance that aligns with your operations and growth objectives. Whether you’re seeking registration, preparing for a review, or strengthening your existing compliance program, we act as your partner in building resilient, well-governed organizations.
Our approach is collaborative, proactive, and grounded in clarity. We take the time to understand your business so we can provide guidance that is tailored, actionable, and aligned with your long-term goals.
Our Services
Compliance and operational consulting designed for your organization’s success.
Compliance Office Management (COM) Service
Your outsourced compliance department. Our COM service replicates the structure and expertise of compliance teams at large financial institutions — allowing your firm to scale confidently while maintaining quality and control.
Registration & Licensing
End-to-end support for registration across all Canadian jurisdictions, including preparing applications, coordinating with regulators, and managing ongoing updates and disclosures.
Regulatory Advisory & Program Development
Tailored consulting to help you understand and meet your regulatory obligations — from risk assessments and gap analyses to the design and implementation of effective compliance programs.
AML Program Review
Comprehensive assessments of your AML framework, including client onboarding, reporting, and record-keeping practices, to ensure adherence to regulatory standards and industry expectations.
Looking for something specific? We offer additional consulting solutions tailored to your business. Contact us to learn more.
Policy & Manual Development
Creation or enhancement of compliance manuals and related policies, customized to reflect your firm’s structure, operations, and current regulatory environment.
Mock Regulatory Review
A proactive examination designed to mirror a securities regulator’s review, helping you identify and address potential compliance gaps before they become findings.
Let’s start with a conversation.
Every engagement begins with understanding your goals.
Complete the form to schedule a consultation with our team.
We’ll reach out to learn more about your organization and explore how North Star Consultants can best support your compliance and operational objectives.